NASD Arbitration Solution (Five Black Belt Principles to Protect and Grow Your Financial Services Practice)

The right brain guide to NASD compliance for RegisteredRepresentatives

This book tells the thrilling story of Thomas Hine's 22-monthNASD arbitration, and how he applied timeless martial artsprinciples to build and protect his wealth advisory practice. Theauthors combine courtroom drama, vivid anecdotes, analogies, humor,and practical "how to" advice to create the definitive one-stopresource for Registered Representatives.

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