Overview
An executive overview of the new Financial Regulations Act
This book provides an executive summary of the newly passedFinancial Regulations Act. It examines the most important sectionsof the Act, how it impacts the financial industry, as well as whatexecutives must know and do in order to comply with the Act.
- One of the first books to provide an executive summary from acompliance perspective
- Presents responsibilities of senior level executives regardingthis new Act
- Reveals what has changed within the regulatory environment
- Provides tips and techniques throughout
Describing the government regulation of securities, securitiesmarkets, and securities transactions in the United States, thistimely book succinctly defines, describes, and explains domesticsecurities regulation for compliance officers, accountants, andbroker-dealers.
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